1. Department of Geotechnical Engineering, College of Civil Engineering, Tongji University, Shanghai 200092, China 2. Chair of Computational Science and Simulation Technology, Institute of Photonics, Leibniz University Hannover, Hannover 30167, Germany 3. Key Laboratory of Geotechnical and Underground Engineering of Ministry of Education, Tongji University, Shanghai 200092, China 4. Guizhou Xingyi Huancheng Expressway Co., Ltd., Xingyi 562400, China
This paper proposes an accurate, efficient and explainable method for the classification of the surrounding rock based on a convolutional neural network (CNN). The state-of-the-art robust CNN model (EfficientNet) is applied to tunnel wall image recognition. Gaussian filtering, data augmentation and other data pre-processing techniques are used to improve the data quality and quantity. Combined with transfer learning, the generality, accuracy and efficiency of the deep learning (DL) model are further improved, and finally we achieve 89.96% accuracy. Compared with other state-of-the-art CNN architectures, such as ResNet and Inception-ResNet-V2 (IRV2), the presented deep transfer learning model is more stable, accurate and efficient. To reveal the rock classification mechanism of the proposed model, Gradient-weight Class Activation Map (Grad-CAM) visualizations are integrated into the model to enable its explainability and accountability. The developed deep transfer learning model has been applied to support the tunneling of the Xingyi City Bypass in the high mountain area of Guizhou, China, with great results.
. [J]. Frontiers of Structural and Civil Engineering, 2024, 18(9): 1311-1320.
Xiaoying ZHUANG, Wenjie FAN, Hongwei GUO, Xuefeng CHEN, Qimin WANG. Surrounding rock classification from onsite images with deep transfer learning based on EfficientNet. Front. Struct. Civ. Eng., 2024, 18(9): 1311-1320.
A Krizhevsky, I Sutskever, G E Hinton. Imagenet classification with deep convolutional neural networks. Communications of the ACM, 2017, 60(6): 84–90 https://doi.org/10.1145/3065386
2
Y SunX WangX Tang. Deep convolutional network cascade for facial point detection. In: Proceedings of the IEEE Conference on Computer Vision and Pattern Recognition. New Jersey: IEEE, 2013: 3476–3483
3
S V Siruvuri, P R Budarapu, M Paggi. Influence of cracks on fracture strength and electric power losses in Silicon solar cells at high temperatures: deep machine learning and molecular dynamics approach. Applied Physics A, Materials Science & Processing, 2023, 129(6): 408 https://doi.org/10.1007/s00339-023-06629-7
4
S Sharma, R Awasthi, Y S Sastry, P R Budarapu. Physics-informed neural networks for estimating stress transfer mechanics in single lap joints. Journal of Zhejiang University—Science A, 2021, 22(8): 621–631 https://doi.org/10.1631/jzus.A2000403
5
H Huang, Q Li, D Zhang. Deep learning based image recognition for crack and leakage defects of metro shield tunnel. Tunnelling and Underground Space Technology, 2018, 77: 166–176 https://doi.org/10.1016/j.tust.2018.04.002
6
C O Aksoy, M Geniş, G U Aldaş, V Özacar, S C Özer, Ö Yılmaz. A comparative study of the determination of rock mass deformation modulus by using different empirical approaches. Engineering Geology, 2012, 131: 19–28 https://doi.org/10.1016/j.enggeo.2012.01.009
7
A T C Goh, W Zhang. Reliability assessment of stability of underground rock caverns. International Journal of Rock Mechanics and Mining Sciences, 2012, 55: 157–163 https://doi.org/10.1016/j.ijrmms.2012.07.012
8
Y J Cha, W Choi, G Suh, S Mahmoudkhani, O Büyüköztürk. Autonomous structural visual inspection using region-based deep learning for detecting multiple damage types. Computer-Aided Civil and Infrastructure Engineering, 2018, 33(9): 731–747 https://doi.org/10.1111/mice.12334
9
X Ran, L Xue, Y Zhang, Z Liu, X Sang, J He. Rock classification from field image patches analyzed using a deep convolutional neural network. Mathematics, 2019, 7(8): 755–771 https://doi.org/10.3390/math7080755
10
J Chen, T Yang, D Zhang, H Huang, Y Tian. Deep learning based classification of rock structure of tunnel face. Geoscience Frontiers, 2021, 12(1): 395–404 https://doi.org/10.1016/j.gsf.2020.04.003
11
A Sharma, X Liu, X Yang, D Shi. A patch-based convolutional neural network for remote sensing image classification. Neural Networks, 2017, 95: 19–28 https://doi.org/10.1016/j.neunet.2017.07.017
12
K Nogueira, O A B Penatti, J A Dos Santos. Towards better exploiting convolutional neural networks for remote sensing scene classification. Pattern Recognition, 2017, 61: 539–556 https://doi.org/10.1016/j.patcog.2016.07.001
13
T Perol, M Gharbi, M Denolle. Convolutional neural network for earthquake detection and location. Science Advances, 2018, 4(2): e1700578 https://doi.org/10.1126/sciadv.1700578
14
A K Patel, S Chatterjee. Computer vision-based limestone rock-type classification using probabilistic neural network. Geoscience Frontiers, 2016, 7(1): 53–60 https://doi.org/10.1016/j.gsf.2014.10.005
15
C Y T KwokM S WongH C HoF L C LoF W Y Ko. Deep learning approach for rock outcrops identification. In: Proceedings of 2018 Fifth International Workshop on Earth Observation and Remote Sensing Applications (EORSA). New Jersey: IEEE, 2018: 1–6
16
G H Alférez, E L Vázquez, A M M Ardila, B L Clausen. Automatic classification of plutonic rocks with deep learning. Applied Computing and Geosciences, 2021, 10: 100061 https://doi.org/10.1016/j.acags.2021.100061
17
G ChengW Guo. Rock images classification by using deep convolution neural network. Journal of Physics: Conference Series, 2017, 887(1): 012089
18
C E M dos Anjos, M R V Avila, A G P Vasconcelos, A M Pereira Neta, L C Medeiros, A G Evsukoff, R Surmas, L Landau. Deep learning for lithological classification of carbonate rock micro-CT images. Computational Geosciences, 2021, 25(3): 971–983 https://doi.org/10.1007/s10596-021-10033-6
19
Y Liang, Q Cui, X Luo, Z Xie. Research on classification of fine-grained rock images based on deep learning. Computational Intelligence and Neuroscience, 2021, (1): 5779740
20
J Li, L Zhang, Z Wu, Z Ling, X Cao, K Guo, F Yan. Autonomous Martian rock image classification based on transfer deep learning methods. Earth Science Informatics, 2020, 13(3): 951–963 https://doi.org/10.1007/s12145-019-00433-9
21
K SimonyanA Zisserman. Very deep convolutional networks for large-scale image recognition. 2014, arXiv:1409.1556
22
J Gu, Z Wang, J Kuen, L Ma, A Shahroudy, B Shuai, T Liu, X Wang, G Wang, J Cai, T Chen. Recent advances in convolutional neural networks. Pattern Recognition, 2018, 77: 354–377 https://doi.org/10.1016/j.patcog.2017.10.013
23
M TanQ Le. Efficientnet: Rethinking model scaling for convolutional neural networks. 2019 arXiv: 1905.11946
24
K HeX ZhangS RenJ Sun. Deep residual learning for image recognition. In: Proceedings of the IEEE conference on Computer Vision and Pattern Recognition. New Jersey: IEEE, 2016: 770–778
25
C Szegedy, S Ioffe, V Vanhoucke, A Alemi. Inception-v4, inception-resnet and the impact of residual connections on learning. Proceedings of the AAAI Conference on Artificial Intelligence, 2017, 31(1): 4278–4284 https://doi.org/10.1609/aaai.v31i1.11231
26
Y HeJ LinZ LiuH WangL J LiS Han. Amc: Automl for model compression and acceleration on mobile devices. In: Proceedings of the European Conference on Computer Vision (ECCV). Berlin: Springer, 2018: 784–800
27
M TanB ChenR PangV VasudevanM SandlerA HowardQ V Le. Mnasnet: Platform-aware neural architecture search for mobile. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. New Jersey: IEEE, 2019: 2820–2828
S J Pan, Q Yang. A survey on transfer learning. IEEE Transactions on Knowledge and Data Engineering, 2010, 22(10): 1345–1359 https://doi.org/10.1109/TKDE.2009.191
30
M D ZeilerR Fergus. Visualizing and understanding convolutional networks. In: Proceedings of the European Conference on Computer Vision (ECCV). Berlin: Springer, 2014: 818–833
31
L Fei-Fei, R Fergus, P Perona. One-shot learning of object categories. IEEE Transactions on Pattern Analysis and Machine Intelligence, 2006, 28(4): 594–611 https://doi.org/10.1109/TPAMI.2006.79
32
T KinnunenJ K KamarainenL LensuJ LankinenH Kälviäinen. Making visual object categorization more challenging: Randomized caltech-101 data set. In: Proceedings of 20th International Conference on Pattern Recognition. New Jersey: IEEE, 2010: 476–479
33
G GriffinA HolubP Perona. Caltech-256 Object Category Dataset. Pasadena: California Institute of Technology, 2007
34
J DonahueY JiaO VinyalsJ HoffmanN ZhangE TzengT Darrell. Decaf: A deep convolutional activation feature for generic visual recognition. In: Proceedings of the 31st International Conference on Machine Learning. Beijing: ACM, 2014: 647–655
35
R A SharifH AzizpourJ SullivanS Carlsson. CNN features off-the-shelf: an astounding baseline for recognition. In: Proceedings of the IEEE Conference on Computer Vision and Pattern Recognition Workshops. New Jersey: IEEE, 2014: 806–813
36
B ZhouA LapedrizaJ XiaoA TorralbaA Oliva. Learning deep features for scene recognition using places database. In: Advances in Neural Information Processing Systems. Massachusetts: MIT Press, 2014, 487–495
37
R L Folk, P B Andrews, D W Lewis. Detrital sedimentary rock classification and nomenclature for use in New Zealand. New Zealand Journal of Geology and Geophysics, 1970, 13(4): 937–968 https://doi.org/10.1080/00288306.1970.10418211
38
C G White. A rock drillability index. Rocks & Minerals, 1969, 44(7): 490–490
39
Y J Shen, R X Yan, G S Yang, G L Xu, S Y Wang. Comparisons of evaluation factors and application effects of the new [BQ] GSI system with international rock mass classification systems. Geotechnical and Geological Engineering, 2017, 35(6): 2523–2548 https://doi.org/10.1007/s10706-017-0259-z
40
M G Jefferies, M P Davies. Soil classification by the cone penetration test. Canadian Geotechnical Journal, 1991, 28(1): 173–176 https://doi.org/10.1139/t91-023
41
S Guo, S Qi, C A B Q Saroglou. a classification system for anisotropic rock mass based on China National Standard. Journal of Central South University, 2020, 27(10): 3090–3102 https://doi.org/10.1007/s11771-020-4531-7
42
H Verma, S V Siruvuri, P R Budarapu. A machine learning-based image classification of silicon solar cells. International Journal of Hydromechatronics., 2024, 7(1): 49–66 https://doi.org/10.1504/IJHM.2024.135990
43
B ZhouA KhoslaA LapedrizaA OlivaA Torralba. Learning deep features for discriminative localization. In: Proceedings of the IEEE Conference on Computer Vision and Pattern Recognition. New Jersey: IEEE, 2016: 2921–2929