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Frontiers of Earth Science

ISSN 2095-0195

ISSN 2095-0209(Online)

CN 11-5982/P

Postal Subscription Code 80-963

2018 Impact Factor: 1.205

Front. Earth Sci.    2019, Vol. 13 Issue (1) : 111-123    https://doi.org/10.1007/s11707-018-0723-y
RESEARCH ARTICLE
Mapping paddy rice in Jiangsu Province, China, based on phenological parameters and a decision tree model
Jianhong LIU1,2(), Le LI3, Xin HUANG2, Yongmei LIU1,2, Tongsheng LI1,2
1. Shaanxi Key Laboratory of Earth Surface System and Environmental Carrying Capacity, Northwest University, Xi’an 710127, China
2. College of Urban and Environmental Science, Northwest University, Xi’an 710127, China
3. Guangdong Research Center of Smart Homeland Engineering, South China Normal University, Guangzhou 510631, China
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Abstract

Timely and accurate mapping of rice planting areas is crucial under China’s current cropping structure. This study proposes a new paddy rice mapping method by combining phenological parameters and a decision tree model. Six phenological parameters were developed to identify paddy rice areas based on the analysis of the Moderate Resolution Imaging Spectroradiometer (MODIS) Enhanced Vegetation Index (EVI) time series and the Land Surface Water Index (LSWI) time series. The six phenological parameters considered the performance of different land cover types during specific phenological phases (EVI1 and EVI2), one-half of or the entire rice growing cycle (LSWI1 and LSWI2), and the shape of the LSWI time series (KurtosisLSWI and SkewnessLSWI). A hierarchical decision tree model was designed to classify paddy rice areas according to the potential separability of different land cover types in paired phenological parameter spaces. Results showed that the decision tree model was more sensitive to LSWI1, LSWI2, and SkewnessLSWI than the other phenological parameters. A paddy rice map of Jiangsu Province for 2015 was generated with an optimal threshold set of (0.4, 0.42, 9, 19, 1.5, –1.7, 0.0) with a total accuracy of 93.9%. The MODIS-derived paddy rice map generally agreed with the paddy land fraction map from the National Land Cover Dataset project, but there were regional discrepancies because of their different definitions of land use and the inability of MODIS to map paddy rice at a fragmental level. The MODIS-derived paddy rice map showed high correlation (R2=0.85) with county-level agricultural statistics. The results of this study indicate that the phenological parameter-based paddy rice mapping algorithm could be applied at larger spatial scales.

Keywords phenological parameter      paddy rice      MODIS      EVI      LSWI      decision tree     
Corresponding Author(s): Jianhong LIU   
Just Accepted Date: 12 September 2018   Online First Date: 13 November 2018    Issue Date: 25 January 2019
 Cite this article:   
Jianhong LIU,Le LI,Xin HUANG, et al. Mapping paddy rice in Jiangsu Province, China, based on phenological parameters and a decision tree model[J]. Front. Earth Sci., 2019, 13(1): 111-123.
 URL:  
https://academic.hep.com.cn/fesci/EN/10.1007/s11707-018-0723-y
https://academic.hep.com.cn/fesci/EN/Y2019/V13/I1/111
Fig.1  Location of the study area and the training samples, with Landsat-8 OLI images based on false-color composites of the red, near-infrared, and blue bands.
Path/Row Date Cloud cover
122/036 2015-10-18 46.70%
121/036 2015-10-11 1.46%
121/037 2015-10-11 0.57%
120/036 2015-9-18 22.89%
120/036 2015-10-20 32.61%
120/037 2015-8-17 10.04%
120/037 2015-10-20 30.47%
120/038 2015-09-02 14.27%
119/037 2015-10-13 2.11%
119/038 2015-09-27 9.55%
118/038 2015-08-03 0.33%
Tab.1  Landsat-8 OLI images used in this study
Fig.2  MODIS EVI time series (a) and the LSWI time series (b) of the main land cover types in the study area and (c) the LSWI time series curves of the only four land cover types that were inseparable using the EVI time series. The gray areas in (a) and (c) indicate the period of EVI/LSWI data used to compute the corresponding parameters. For example, EVI1 was the minimum EVI value from June 10 to June 26.
Fig.3  Scatterplots of training samples in different feature spaces. Figs. 3(a), 3(b), and 3(c) show all the training samples scattered in the EVI1-EVI2, LSWI1-LSWI2, and KurtosisLSWI-SkewnessLSWI parameter spaces, respectively. The gray regions in Fig. 3(a) show the potential separation of paddy rice with the condition that EVI1<0.4 and EVI2>0.4. Fig. 3(d) shows the distribution of the training samples in the gray regions of Fig. 3(a) in the LSWI1-LSWI2 parameter space. The gray regions in Fig. 3(d) indicate the potential separation of paddy rice under the conditions that 9<LSWI1<19 and LSWI2>1.5. Fig. 3(e) shows the distribution of the training samples in the gray regions of Fig. 3(b) in the KurtosisLSWI-SkewnessLSWI parameter space. The gray regions in Fig. 3(e) indicate the potential separation of paddy rice under the conditions that KurtosisLSWI>?1.7 and SkewnessLSWI<0.
Fig.4  Flowchart of the decision tree classification.
Para1 Para2 Para3 Para4 Para5 Para6 Para7
threshold OA threshold OA threshold OA threshold OA threshold OA threshold OA threshold OA
0.35 93.00% 0.35 92.90% 4 91.40% 14 86.80% 1 89.80% ?2.2 93.50% ?0.5 86.90%
0.36 93.00% 0.36 93.20% 5 91.60% 15 91.10% 1.1 90.40% ?2.1 93.50% ?0.4 89.40%
0.37 93.10% 0.37 93.30% 6 91.70% 16 93.00% 1.2 91.00% ?2.0 93.50% ?0.3 91.30%
0.38 93.30% 0.38 93.40% 7 92.00% 17 93.20% 1.3 91.60% ?1.9 93.50% ?0.2 93.00%
0.39 93.40% 0.39 93.40% 8 92.20% 18 93.50% 1.4 92.40% ?1.8 93.40% ?0.1 93.20%
0.4 93.50% 0.4 93.50% 9 93.50% 19 93.50% 1.5 93.50% ?1.7 93.50% 0 93.50%
0.41 93.50% 0.41 93.60% 10 93.40% 20 93.50% 1.6 93.40% ?1.6 92.90% 0.1 93.20%
0.42 93.30% 0.42 93.90% 11 91.60% 21 93.50% 1.7 92.80% ?1.5 91.70% 0.2 92.80%
0.43 93.20% 0.43 93.50% 12 88.80% 22 93.50% 1.8 92.80% ?1.4 89.20% 0.3 92.70%
0.44 93.10% 0.44 93.30% 13 82.60% 23 93.50% 1.9 91.60% ?1.3 88.80% 0.4 92.50%
0.45 93.00% 0.45 93.50% 14 74.80% 24 93.50% 2 90.60% ?1.2 87.00% 0.5 92.50%
Tab.2  Overall accuracy (OA) of each test
Fig.5  The 500-m-MODIS derived paddy rice map (a) and the 1-km-NLCD-derived paddy land fraction map (b) of Jiangsu Province in 2015. The NLCD-derived paddy land fraction map was generated by resampling the paddy land class into a 1-km resolution. Regions A?D are the major inconsistent regions between them.
Fig.6  Detailed comparison of Region A. (a) CBERS-04 image (RGB composited, R: red band, G: near-infrared band, B: blue band) on October 20, 2015. (b) Paddy rice from SVM classification overlaid on the CBERS-04 image. (c) Rice planting area derived from MODIS overlaid on the CBERS-04 image. (d) NLCD-derived 1-km paddy land fraction map overlaid on the CBERS-04 image.
Fig.7  Detailed comparisons for Regions B–D. The left column shows Landsat-8 OLI images (RGB composited, R: red band, G: near-infrared band, B: blue band) acquired in 2015 for each Region. The middle column shows the MODIS-derived rice planting area overlaid on the Landsat-8 OLI images. The right column shows the NLCD-derived 1-km paddy land fraction map overlaid on the Landsat-8 OLI images.
Fig.8  Comparisons of the paddy rice area estimated from MODIS (a) and from NLCD (b) to the reported statistics at the county level, respectively. The mapped MODIS rice pixels were assumed to be 100% fractional cover and the paddy field area from the NLCD was calculated from actual fractional cover at 1-km resolution.
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